Account Access and Market Data Fee	$10 per month
DK Items	$20.00 per item
DK Items on DVP Trades	$25 per item plus interest (FFR+5%)
Domestic Voluntary Corp Actions/ Reorganization	$50 per cusip per account
DRS Transaction	$75 per security
DTC Free Deliveries	$2 per security
DWAC	$75 per event
DWAC/DRS Reject	$125 per security
Electronic delivery of confirms/statement/tax doc	no charge
Electronic to physical certificate conversion	$900 per security
Escheatment Processing	$75.00 per account
Foreign Security Free Deliveries/Receives	$50 per movement
In-Bound ACATSs	no charge
Out-bound ACATs	$75 per ACAT
In-coming Wire Fees	no charge
International Voluntary Corp Action/Reorganization	$100 per cusip per account
Involuntary Reorgs	No charge
Lost Certificate Replacement	3% of certificate value ($250.00 minimum)
Low Priced Securities	$0.0002/shr with 5% notional trade value max.
Margin Extensions	$25 per event
Margin Sell out Fee	$25 per ticket
Margin Rates**	< $25,000 - FFR+700 bps
$25,001 - $100,000 -	FFR+600 bps
$100,001 - $250,000	FFR+500 bps
$250,001 - $1 million	FFR+400 bps
$1 million - $5 million	FFR+300 bps
$5 million and above	FFR+200 bps
Non-transferable stock held	$10 per month per stock
NSCC Illiquidity Fee	$250 per trade plus 15% interest/annum on NSCC charge
Option Exercise/Assignment	$5 per symbol per account
Out-going Wire Fees - Domestic	$20 per wire
Out-going Wire Fees – International	$30 per wire
Overnight mail	as incurred pass thru
Paper check Draft (USD)	$5 per check
Stop payments on Issued Checks	$30 per check
Check Copies	$15 each
Returned Checks/ACH Wires Recalls including Amendments	$30 per transaction
ACH Notice of Correction	$5 per notice
Confirmations	$2 per confirm
Statements	$5 per statement
Paper Prospectus Mailing	$2.50 per mailing
TOD Account Transfer Fee	$200 per transfer
Physical security deposits	not permitted / $500 if exception made
Physical Trade Settlement – not always known upfront	$300 per security
Postage for Paper confirms	$2 per daily confirm
Postage for Paper statements, tax docs	$5 per item
Reg 144 Sales	fees will vary. Need to confirm in advance
Reorg Physical Processing Fee	$125 plus transfer agent fees
Reorg Wire (UDS)	$20 per item
Reorg Wire (International)	$30 per item
Restricted Transfers	$465 per security
Retirement Accounts	$30 annual maintenance - $60 termination
Returned Mail	$2 per item
Safe Keeping – certificates	$5 per month per account per cusip
Short Buy-in Fee	$25 per ticket
Standard Legal Transfers	$150 per security
Stock Borrow Fee	Fee set by market - pass thru as incurred
Trade Corrections	$10 per item

***ALL FEES ARE SUBJECT TO CHANGE WITHOUT NOTICE